Series 27: Branch Office

Taken from our Series 27 Online Guide

Branch Office

A branch office is any location where one or more associated employees is in the business of soliciting or effecting (but not executing) the purchase or sale of any security. An office responsible for supervising the activities of employees at one or more non-branch locations of the member firm is also designated a branch office.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Branch Office, you might also be interested in:

Series 63 - 5.1.6 Paying Solicitors for Advisory Business

Series 65 - Short Call

Series 79 - Executing the Deal

Series 3 - 6.1.6.1.1. Fiscal Policy Defined

Series 7 - 11.3.1. Manipulative, Deceptive, or Other Fraudulent Devices

Series 7 - 8.3.8 Taxation of Life Insurance Products

Series 28 - Special Purpose Accounts

Series 63 - 3.3. Remedies and Administrative Provisions

Series 82 - Safe Harbor for Private Placements Sold Directly from the Issuer

Series 79 - Use of Non-Final Prospectuses After the Effective Date (Rules 430A and 430B)

Series 82 - 3.4.3. Types of Investment Risk

Series 65 - Death

Series 66 - 2.5.2.1.5. Odd Lot Theory

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

Thank you Solomon! You helped me pass the 6 with a 90%. Would recommend this to anyone! Material is fantastic! I'm getting the 63 to help me pass too!

Brad E, Jefferson National, Louisville, KY

Many thanks to the fine staff at Solomon Exam Prep. I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The written material is extremely thorough and comprehensive. With respect to the online quizzes and final exams, the questions are very comparable in difficulty to the actual exam, thus providing the foundation for success. A special word of thanks to Carson for his encouragement and support.

Tony Chiappetta, Sudsina & Associates, Mars, PA

I passed the SIE on my first attempt thanks to Solomon Exam Prep's structure and chapter guides consolidating a large amount of information into easy to learn material. I did not study finance in College and have been in Compliance for the better part of my career. This has been a validating experience thanks to Solomon Exam Prep.

Marlon Gonzalez-Perez, Tradition. New York, NY

Passed SIE today! The tools and layout here was instrumental in my success. On to the S7...

Ronald Adams Northwestern Mutual Milwaukee, WI

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Branch Office

Taken from our Series 27 Online Guide

Branch Office

Since you're reading about Series 27: Branch Office, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →