Series 27: Verification By Principal

Taken from our Series 27 Online Guide

Verification by Principal

Before signing Form U4 for submission, a principal must verify the applicant’s employment for the prior three years and attest to the character and reputation of the applicant.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Verification By Principal, you might also be interested in:

Series 28 - Non-Branch Locations

Series 65 - Revenue Bonds

Series 24 - Dual Member

Series 66 - 2.4.17.6. Certificates of Deposit (CDs)

Series 24 - 2.1.4. Member Supervisory Controls

Series 65 - 6.1.1.1.2.2 Determining the Basis of Mutual Fund Shares

Series 66 - Stepped-Up Tax Basis on Inherited Securities

Series 65 - 1.4.3.6. Form 144

Series 24 - Quarterly Reports: Form 10-Q

Series 66 - Eurobonds and Eurodollar Bonds

SIE - Chapter 4 Practice Questions

Series 24 - 2.3.3.1. Unregistered Persons

Series 65 - Chapter 2 Practice Question Answers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I've used the Solomon exam prep materials for both my SIE and Series 6 exams and passed both on the first try! The audio materials are a lifesaver and a great resource to utilize, especially while driving. Also, your team is fantastic! I reached out through the "Ask the Professor" option while studying for the SIE and the response and additional help was exactly what I needed. I highly recommend Solomon! Thanks again!

Kristina Ribali, Modern Woodmen Fraternal Financial. Naples, FL

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

I just passed my Series 26, Principal license. Thank you Solomon, the content was great and the exam simulator was the perfect tool to get this passed!

Greg Fierle, American Fidelity. Springboro, OH

I thought the Series 79 materials were top notch. The Solomon practice exams were pretty spot on to what I encountered when I took the exam. Your course was key to my passing the exam on the first try. Thank you and money well spent.

Jeffrey Bartlett RSA Capital, Mequon, Wisconsin

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Verification By Principal

Taken from our Series 27 Online Guide

Verification by Principal

Since you're reading about Series 27: Verification By Principal, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →