Series 27: Preservation Of Customer Accounts

Taken from our Series 27 Online Guide

Preservation of Customer Accounts

Firms must preserve a record of the customer account information and any updates for at least six years after the date the account is closed. Any time the account information is updated, the original information must be preserved for at least six years after the update.

FINRA Rule 4512

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Series 27: Preservation Of Customer Accounts

Taken from our Series 27 Online Guide

Preservation of Customer Accounts

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