Series 27: Three-Year Minimum

Taken from our Series 27 Online Guide

Three-Year Minimum

Applications for employment of all associated persons must be preserved until at least three years after the person’s employment has been terminated.

Fingerprint records for everyone associated with a member firm, including each of its partners, directors, officers, and employees must, like employment applications, be kept until three years after employment is

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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