Series 27: General Ledger

Taken from our Series 27 Online Guide

General Ledger

The SEC requires securities firms to keep a general ledger that reflects all of the firm’s assets and liabilities, income and expenses, and capital accounts. In addition, it requires subsidiary ledgers for these specific accounts.

General ledgers should be posted as frequently as activity warrants but not less than monthly.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: General Ledger, you might also be interested in:

Series 24 - Supervisory Procedures

Series 53 - Fair Pricing Requirements

Series 24 - 3.2.5.3. Wrap Accounts

Series 82 - Types of Private Placements

Series 65 - Definition of Investment Adviser

SIE - Suitability Rule

Series 66 - Futures and Forward Contracts

Series 66 - Exercise

Series 66 - Chapter One

SIE - Bid-Ask Spreads

Series 24 - Form 3

Series 24 - Mutual Fund Prospectus Rules

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I had a super rough go passing this (Series 7) exam due to a number of personal circumstances, but on my third attempt, I finally passed, with 30 minutes to spare! After my second failed attempt (I failed by ONE question), I spoke to Jeremy Solomon on the phone and via email, and he provided me with some strategies to help me pass the exam once and for all. I focused heavily on rereading the study guide, and teaching concepts to my spouse so that I wasn’t just learning the information, but really understanding it to the point where I could teach it to someone else. The exam simulators are super helpful, but don’t overdo it… this really isn’t the kind of test where you can only learn by doing practice questions. Re-watching the video lectures was very helpful for me as well. I also recommend making flash cards for memorization purposes. If you fail like me, don’t give up - perseverance (and more studying) will get you to the finish line!

Molly Magnuson, CBIZ Retirement & Investment Solutions. Kansas City, MO

I passed the Series 82 with the help of Solomon and I am more than happy to put myself in their hands to help me pass 24 and 79 still ahead of me. The materials were excellent and the staff was very responsive and helpful. Highest recommendation!

David Barrosse, Managing Partner, Capstone LLC

I passed the Series 65 on the first try and I would absolutely give credit to this tool. We all learn in vastly different ways, so having the options available for a study guide, audiobook, video training, flash cards, practice tests - and ALL of the other resources available was critical to my success. I've been out of school for over a decade and remembering HOW to study was hard. I'm so glad I had all of these options.

Ashley Dunning, Inspire Investing. Kansas City, MO

You guys were instrumental to my passing the Series 79. The study materials were incredibly helpful and the quizzes and tests gave me great "live" practice. The staff reached out to me a few times to see how I was doing, answer questions and offer helpful tips. I was pleasantly surprised and greatly aided by their personal approach to ensuring my success.

Matt Tarkenton, Atlanta, GA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: General Ledger

Taken from our Series 27 Online Guide

General Ledger

Since you're reading about Series 27: General Ledger, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →