Series 27: General Ledger

Taken from our Series 27 Online Guide

General Ledger

The SEC requires securities firms to keep a general ledger that reflects all of the firm’s assets and liabilities, income and expenses, and capital accounts. In addition, it requires subsidiary ledgers for these specific accounts.

General ledgers should be posted as frequently as activity warrants but not less than monthly.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: General Ledger, you might also be interested in:

Series 65 - 3.1.4.4 Purchasing and Redeeming Mutual Fund Shares

Series 24 - 2.7.10.2. Permissible Use of Customers’ Securities

Series 52 - 3.1.1.1. Municipal Advisor

Series 65 - Chapter Six: Tax Considerations and Retirement Plans

Series 50 - Understanding Credit

Series 7 - 12.1.4. Bond Offerings: The Trust Indenture Act of 1939

Series 28 - Limitations on Withdrawal of Equity Capital

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I took the Series 82 just four weeks after passing the SIE. I followed the study plan, took tons of the great practice tests, got great advice from Karen, and everything worked out well. It was literally the perfect test prep experience. The materials themselves were not overly long as with other groups, it was the exactly right amount, and the Exam Simulator is just awesome, best one of its kind I've ever used. 100% rating. Thank you, Solomon!

Jonathan Roth, DAK Capital/DAK Group, Rochelle Park, NJ

Excellent exam preparation! Passed on my 1st attempt! SIE EXAM DO LOTS OF PRACTICE EXAMS, AND FLASHCARDS. I found the real exam question easier than the Solomon's ones. Thank you!

Gil Malamut, Prudential. New York, NY

The materials for the SIE were very well organized and presented. The study guide is comprehensive and easy to understand. Beyond that what I found the most valuable were the practice exams particularly the detailed explanations after each set of answers. There are so many hidden gems in there be sure to scroll down so as not to miss that information. We done Solomon Prep!

Matthew Gould, GreyMan Management . Scottsdale, AZ.

I would definitely recommend Solomon study materials. "Ask the Professor" was a great tool, and Karen answered my questions faster than I could keep up! I was easily able to pass the Series 79 sticking to Solomon's 6 week study program.

Julie B, Vancouver, BC Canada

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: General Ledger

Taken from our Series 27 Online Guide

General Ledger

Since you're reading about Series 27: General Ledger, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →