Series 27: General Ledger

Taken from our Series 27 Online Guide

General Ledger

The SEC requires securities firms to keep a general ledger that reflects all of the firm’s assets and liabilities, income and expenses, and capital accounts. In addition, it requires subsidiary ledgers for these specific accounts.

General ledgers should be posted as frequently as activity warrants but not less than monthly.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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