Series 27: Maintaining A Credit Account And FINRA Rule 4210

Taken from our Series 27 Online Guide

Maintaining a Credit Account and FINRA Rule 4210

If Regulation T specifies the minimum initial margin for new securities transactions, FINRA has authority to set the minimum maintenance margin for existing accounts. Regulatory authorities such as FINRA also may set higher initial margin requirements where they feel it is appropriate. FINRA’s margin requirements are established in FINRA Rule 4210.

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Series 27: Maintaining A Credit Account And FINRA Rule 4210

Taken from our Series 27 Online Guide

Maintaining a Credit Account and FINRA Rule 4210

Since you're reading about Series 27: Maintaining A Credit Account And FINRA Rule 4210, you might also be interested in:

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