Series 27: Joint Back Office Accounts

Taken from our Series 27 Online Guide

Joint Back Office Accounts

Two or more registered broker-dealers may establish a joint back office (JBO) arrangement for their carrying and clearing accounts if they provide FINRA with prior written notification. A JBO arrangement allows broker-dealers to set up a single

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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