Series 27: Daily Record Of Required Margin

Taken from our Series 27 Online Guide

Daily Record of Required Margin

Broker-dealers that carry margin accounts for customers must make a daily record of every case in which initial or additional margin must be deposited in a customer’s account. The record must show for each account both the amount of margin required and the date that the cash or securities were deposited.

FINRA Rule 4220

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Series 27: Daily Record Of Required Margin

Taken from our Series 27 Online Guide

Daily Record of Required Margin

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