Series 27: SIPC Fund Assessments

Taken from our Series 27 Online Guide

SIPC Fund Assessments

The Securities Investor Protection Act authorizes SIPC to impose assessments on its member broker-dealers—i.e., to collect money from them—in order to establish and m

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: SIPC Fund Assessments, you might also be interested in:

Series 26 - Verification by Principal

Series 7 - 14.4.3. Retirement Accounts

Series 66 - Acting as Agent to Both Parties (Agency Cross Transactions)

Series 28 - Time Limits and Time Extensions

Series 50 - Call Risk

Series 66 - Annualized Returns

Series 52 - Rule G-23—Activities of Financial Advisors

Series 52 - Rule G-3—Qualification Rules for Associated Persons

Series 24 - Amended BD (as appropriate)

Series 24 - Outside Member Transactions

Series 7 - Chapter 16 Practice Question Answers

Series 66 - 6.1.4. Fourth Market

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I utilized the Solomon SIE and Series 6 Top-Off study guide package. I passed on the first time by following the exact recommendations. While the test is different than the study exam questions it covers the content in a detailed way preparing you to successfully pass the exam. Great product and customer service!

Michael Gehrich, Allstate Insurance, Ft Myers, FL

I just passed my Series 26, Principal license. Thank you Solomon, the content was great and the exam simulator was the perfect tool to get this passed!

Greg Fierle, American Fidelity. Springboro, OH

I passed my SIE exam the first time. Great tools and exam simulators, if you study the entire guide and take enough practice exams before your exam there's no reason why you wouldn't pass!

Rom Rabin, Los Angeles, CA

I passed the Securities Industry Essential (SIE) exam on my first try. Now, I am studying for the next license exam, the top off exam, Series 7. Thank you Solomon Exam Prep. I am glad I bought the 1) SIE Video Premium Study Package, 2) SIE Flashcards, and, especially, 3) the hard copy. I will probably buy the same for Series 63, 7 and probably no more than two more over the next three years.

Stephen Campbell, Plano, TX