Series 27: Net Capital Reports

Taken from our Series 27 Online Guide

Net Capital Reports

Whenever a member firm’s tentative net capital has declined 20% or more from the amount reported in its most recent FOCUS report (or the most recent notification filed with FINRA), it must notify FINRA in writing and within no more than 48 hours.

Any member using the alternative method of computing net capital must file any supplemental or alternative reports required by FINRA.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Net Capital Reports, you might also be interested in:

Series 82 - Types of Customer Accounts

Series 50 - Exclusions from the Definition of Municipal Advisor

Series 65 - 10.11.11 Personal Outside Investment Accounts

Series 53 - Chapter 6 Practice Questions

Series 24 - Red Flags

Series 7 - 5.3.2 Collars

Series 82 - Call Risk

Series 65 - Exercise

Series 14 - 8.2. Customer Screening

Series 53 - SEC Reasonable Basis Standard

Series 24 - Free Writing Prospectus (FWP)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my Series 99 this past week on my first attempt. I had no previous brokerage and/or investment experience, just a background in finance.

I utilized the combination package with the textbook, video lectures, quiz simulator, and other materials. When I study for future FINRA exams I will utilize Solomon software and recommend it to my colleagues. I learn the most by listening and enjoyed the video lectures that had PowerPoint slides I could download and make notes on. The practice questions were fantastic at reinforcing the material and highlighting areas that I needed extra review on.

Tiffany Kovacevich, PNC Investments, Cleveland, OH

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

I struggled with passing the Series 52 exam. I used study materials from Kaplan & STC Interactive. It wasn't until I used Solomon's materials that I was able to pass the exam.

Belinda Wilson, Stifel Nicolaus & Co, Montgomery, AL

Passed SIE on the first attempt! The multi-prong study approach Solomon puts together - read, take notes, watch videos, practice tests, review - is very effective. By the time I had worked through the plan and used the reports to bolster my weak areas, I walked into the test center with high confidence. It took a lot of time and was hard work, but the test plan and materials made it possible.

Dave Stakland, Cambridge Investment Research. Fairfield, IA.

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Net Capital Reports

Taken from our Series 27 Online Guide

Net Capital Reports

Since you're reading about Series 27: Net Capital Reports, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →