Series 27: Net Capital Reports

Taken from our Series 27 Online Guide

Net Capital Reports

Whenever a member firm’s tentative net capital has declined 20% or more from the amount reported in its most recent FOCUS report (or the most recent notification filed with FINRA), it must notify FINRA in writing and within no more than 48 hours.

Any member using the alternative method of computing net capital must file any supplemental or alternative reports required by FINRA.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

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Ryan Schlagenhauf, Prudential, Shelton, CT

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Series 27: Net Capital Reports

Taken from our Series 27 Online Guide

Net Capital Reports

Since you're reading about Series 27: Net Capital Reports, you might also be interested in:

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