Series 27: Net Capital Reports

Taken from our Series 27 Online Guide

Net Capital Reports

Whenever a member firm’s tentative net capital has declined 20% or more from the amount reported in its most recent FOCUS report (or the most recent notification filed with FINRA), it must notify FINRA in writing and within no more than 48 hours.

Any member using the alternative method of computing net capital must file any supplemental or alternative reports required by FINRA.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Net Capital Reports, you might also be interested in:

Series 14 - 9.1.6. Content Standards

Series 82 - 3.3.6.2.1. Put Features

Series 66 - Chapter 7 Practice Question Answers

Series 24 - 2.7.1.3.2. Haircuts

Series 27 - Location of Records

Series 66 - Timing Mutual Fund Purchases

Series 26 - Bond Funds

Series 53 - Joint Trading

Series 24 - 4.6.4. Restrictions on the Publication of Research Reports and on Public Appearances

Series 79 - 7.3.2. Categories of Issuer

Series 79 - Types of Merger and Acquisition Transactions

Series 50 - Exercise

Series 65 - Tax Basis of Gifted Securities

Series 24 - Unrealized Profits

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I passed the Series 50 on the first attempt thanks to Solomon's materials. Although the questions on the exam were much more difficult and complex in structure and format than the Solomon practice exams, the study materials & practice exams did enforce the concepts that the actual exam was testing. Thank you Solomon!!!

Lisa Gesin, Gesin Consulting, Dallas, TX

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

I have to commend everyone at Solomon Exam Prep in getting me ready for and helping me pass my "Series 65" State Securities Law exam. I did not have a securities background nor did I work in the industry, and at 51 years old it was a challenge for me to go back to hitting the books. In addition to studying for the exam I was running my full time business and working 60+ hours a week. But with their help and support I passed on my first attempt.

Philip Schweik, Global View Capital Advisors, Wausau, WI

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Net Capital Reports

Taken from our Series 27 Online Guide

Net Capital Reports

Since you're reading about Series 27: Net Capital Reports, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →