Series 27: FINRA Financial Reporting Rules

Taken from our Series 27 Online Guide

FINRA Financial Reporting Rules

At this point, you might think a broker-dealer would be done with recordkeeping and reporting—but you’d be wrong. Like the SEC, FINRA also wants to know about the financial integrity of its member firms. Consequently, it imposes its own recordkeeping and reporting requirements.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Your study material laid a great foundation in my understanding of the tested material and was instrumental in my passing the Series 50.

Steven Scharff, Springsted Incorporated, Saint Paul, MN

A more recent update after taking my Series 7 exam: Within one year of joining the financial industry, Solomon materials have gotten me a 100%, 4 for 4 pass rate with the SIE, S6, 63 and S7 all completed within 10 months. Once again, the materials and practice tests prepared me for the S7 exam better than I could've imagined. I will continue to refer people to Solomon, as the material, customer service, and whole experience has been unmatched.

Alex Coyne, Northwestern Mutual. Pensacola, FL

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Joseph DeLoach, WoodmenLife, Eatonton, GA

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Series 27: FINRA Financial Reporting Rules

Taken from our Series 27 Online Guide

FINRA Financial Reporting Rules

Since you're reading about Series 27: FINRA Financial Reporting Rules, you might also be interested in:

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