Series 27: Oath Or Affirmation

Taken from our Series 27 Online Guide

Oath or Affirmation

A broker-dealer must attach to the financial report an oath or affirmation that, to the best of its knowledge and belief, the financial report is true and correct and the firm has no proprietary interest in any customer account. The oath or affirmation must be made before a person duly authorized to administer such oaths. The oath must be made by the proprietor, general partner, or duly authorized officer of the firm.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Oath Or Affirmation, you might also be interested in:

Series 54 - Final Official Statement (FOS)

Series 53 - Automatic Exemptions

Series 7 - 17.4.2.2.1 Price Orders

Series 66 - 1.1. Fundamental Analysis

Series 66 - 7.9.2 Net Capital Requirements of Broker-Dealers

Series 54 - The Appropriate Regulatory Agency

Series 24 - Defined Benefit Plans

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX

Passed the Series 6 exam! The study material and practice exams are the best. If you're an Allstate agent needing the SIE & the Series 6, Solomon is the way to go!

Christopher McHugh, McHugh Insurance Group, Inc., Boca Raton, FL

Solomon Exam Prep material was great. Explained in a way that is easy to learn and follow. Test questions really help the material sink in. I had failed the Series 66 twice using another service. When it came time to find new material for the Series 65 and Series 63 Solomon was it. I passed both the 65 & 63 with flying colors and I have Solomon to thank for that.

Jeff Champigny, Merrill Lynch, Greensboro, NC

I passed the Series 65 on the first try and I would absolutely give credit to this tool. We all learn in vastly different ways, so having the options available for a study guide, audiobook, video training, flash cards, practice tests - and ALL of the other resources available was critical to my success. I've been out of school for over a decade and remembering HOW to study was hard. I'm so glad I had all of these options.

Ashley Dunning, Inspire Investing. Kansas City, MO

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Oath Or Affirmation

Taken from our Series 27 Online Guide

Oath or Affirmation

Since you're reading about Series 27: Oath Or Affirmation, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →