Series 27: Designation Of Accounts

Taken from our Series 27 Online Guide

Designation of Accounts

Member firms generally may only carry an account on their books in the name of the customer. However, an account may be designated by a number or symbol, provided the member has on file a written statement signed by the customer attesting to the ownership of that account.

FINRA Rule 3250

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Designation Of Accounts, you might also be interested in:

Series 53 - Official Statement Exemption for Certain Limited Offerings

Series 53 - Sharing in Profits or Losses

Series 52 - 8.4.2.2.1. Education and Protection of Investors and Municipal Advisory Clients

Series 24 - Lifetime Records

Series 26 - Insider Trading and Securities Fraud Enforcement Act of 1988

Series 54 - Underwriter Exclusion

Series 24 - ADRs/International Securities

SIE - 7.5.2. Foreign Exchange Rates

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

Thanks to Solomon I was able to pass the SIE, Series 7, and Series 63, great study material if you put the hours in!

Xavier Mata, Cabrera Capital Markets. Chicago, IL

I am so happy to say that took my Series 65 Exam and passed on my first attempt! All thanks must go to Solomon Exam Prep and its materials. I read the Study Guide cover to cover 3 times, took notes and took what felt like endless practice quizzes, but I must say that I found the practice questions more difficult than the actual exam! I cannot recommend Solomon Exam Prep enough!

Kevin Blanchard, Meche and Associates. Breaux Bridge, LA

Thanks to Solomon, the 79 went smoothly. Your materials were phenomenal in my preparation.

Nate Nead, InvestmentBank.com, Seattle, WA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Designation Of Accounts

Taken from our Series 27 Online Guide

Designation of Accounts

Since you're reading about Series 27: Designation Of Accounts, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →