Series 27: Delivery Of Securities

Taken from our Series 27 Online Guide

Delivery of Securities

The customer retains the right to receive the physical delivery of certificates on demand for its fully paid securities and for its margin securities upon full payment of its indebtedness to the broker-dealer. The customer also may retain excess margin securities not reasonably required by the broker-dealer to collateralize the customer’s indebtedness.

SEC Rule 15c3-3(l)

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Delivery Of Securities, you might also be interested in:

Series 50 - Securities Acts Amendments of 1975

Series 65 - Exercise

Series 65 - 7.2.2 Trade Settlement

Series 63 - Post-Registration Requirements

Series 66 - 1.3.1.2.5. Liquidity Risk

Series 7 - 3.6.39 Rule G-40—Electronic Mail Contacts with the MSRB

Series 65 - Exercise

Series 7 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

The Solomon Exam Prep materials for the Series 82 were great. I felt very well prepared for the exam. I only studied for one full week (probably about 40 hours) and completed the exam in 30 minutes and passed! Thrilled with the results.

Jessica Kates, Carnegie Growth Partners LLC. Philadelphia, PA

I loved using Solomon Exam Prep. I used Solomon for 1 month and passed my Series 65 exam. I had previously used Kaplan and failed the same exam. I feel as if Solomon provided significantly better Exam prep and technology in a more concise manner than any other system I have used. Thank you for such a great service.

Mackenzie Abbate Knights of Columbus Slidell, Louisiana

I used Solomon Exam Prep for both the Series 7 and the 66 which I took within a couple of months of each other. I smoked both tests with an 85% and an 88%. Well above the passing score. The books have just enough humor to keep things interesting and the practice tests and quizzes are phenomenal. If you want to get the most out of these programs pound out as many practice test as you can.

K. Nick Thoeni, Gilroy, CA

Many thanks to the fine staff at Solomon Exam Prep. I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The written material is extremely thorough and comprehensive. With respect to the online quizzes and final exams, the questions are very comparable in difficulty to the actual exam, thus providing the foundation for success. A special word of thanks to Carson for his encouragement and support.

Tony Chiappetta, Sudsina & Associates, Mars, PA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Delivery Of Securities

Taken from our Series 27 Online Guide

Delivery of Securities

Since you're reading about Series 27: Delivery Of Securities, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →