Series 27: Withdrawals

Taken from our Series 27 Online Guide

Withdrawals

Broker-dealers may make withdrawals from a customer reserve bank account and a PAB reserve bank account if at the time of the withdrawal the amount remaining in the account is not less than the amount required. On any business day on which a withdrawal is made, the broker-dealer must make a record of the computation on the basis of which he made the withdrawal, and he must preserve that record.

SEC Rule 15c3-3(g)

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