Series 27: Business Reduction

Taken from our Series 27 Online Guide

Business Reduction

A government securities broker, at FINRA’s direction, must immediately reduce its business to a point at which the member would not be subject to a prohibition against expansion of its business if any of the following conditions continue to exist for more than 15 consecutive business days:

• The member’s liquid capital is less than 125% of total haircuts
• The member’s liquid capital minus total haircuts is less than 125% of its minimum dollar capital requiremen

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Jeremy, I passed the Series 7 yesterday with an 87% using only your book and online practice tests. Thanks!

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Brandon Collins, Benchmark. Memphis, TN

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

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Series 27: Business Reduction

Taken from our Series 27 Online Guide

Business Reduction

Since you're reading about Series 27: Business Reduction, you might also be interested in:

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