Series 27: Withdrawal Of Equity Capital

Taken from our Series 27 Online Guide

Withdrawal of Equity Capital

Broker-dealers may not withdraw more than $500,000 of the firm’s equity capital during a 30-day period without notifying the SEC. This includes advances or loans to employees, partners, stockholders, and affiliates of the fir

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Series 27: Withdrawal Of Equity Capital

Taken from our Series 27 Online Guide

Withdrawal of Equity Capital

Since you're reading about Series 27: Withdrawal Of Equity Capital, you might also be interested in:

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