Series 27: First-Year Firms

Taken from our Series 27 Online Guide

First-Year Firms

First-year firms must ensure that their aggregate indebtedness is not more than 800% of the amount of their net capital. In other words, the aggregate indebtedness to net capital ratio cannot be more than 8 to 1, or

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: First-Year Firms, you might also be interested in:

Series 50 - Bona Fide Debt Service Fund Exception

Series 66 - Additional Fees

Series 65 - Exercise

Series 7 - 9.2.1. Monetary Policy

Series 6 - Exercise

Series 3 - 6.1.4.4. Stock-to-Disappearance Ratio

Series 50 - Denomination and Block Size

Series 26 - Regular Way (Default) Settlement

Series 53 - Availability of MSRB Rules

Series 24 - Regulation U

Series 7 - 3.5.2.1 Protective Covenants

Series 65 - Chapter Eight Practice Questions

Series 27 - Section Five: Operations, General Securities Industry Regulations, and Preservation of Books and Records

Series 66 - Eurobonds and Eurodollar Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I passed my Series 99 exam in a very short period of time and this wouldn’t be possible without the incredible material from Solomon Exam Prep. The preparation material is very comprehensive and always updated with recent changes in FINRA rules/industry practice. I scored 92%!!

Venu Rathi, The Carlyle Group, New York, NY

The Series 65 was a tough exam, but thanks to Solomon I passed at the first attempt. The Solomon Exam Prep Course covered every single aspect in detail. The material was not only important to pass the exam, but it is extremely helpful in the job as investment adviser representative.

Isabel Fliss CoreCap Advisors Southfield, MI

I would not have passed the Series 7 top off without the Solomon materials. The structure of the questions was the closest out of all the programs I tried and their customer support is top notch. I will definitely be back! Thank you!!

Lauren J, Westlake, TX

Used Solomon for my second & third time. First time I used a different company & day of test, I had no idea what I was reading. Second time, I bought Solomon a little too close to my test date, failed but had a higher score. Third Time, used strictly Solomon & passed! Cant thank Solomon enough, will recommend to everyone!

Ashley F, Citi. New York, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: First-Year Firms

Taken from our Series 27 Online Guide

First-Year Firms

Since you're reading about Series 27: First-Year Firms, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →