Series 27: First-Year Firms

Taken from our Series 27 Online Guide

First-Year Firms

First-year firms must ensure that their aggregate indebtedness is not more than 800% of the amount of their net capital. In other words, the aggregate indebtedness to net capital ratio cannot be more than 8 to 1, or

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: First-Year Firms, you might also be interested in:

Series 52 - 6.3.3. Compound Accreted Value

Series 82 - Code of Mediation

Series 53 - Rule G-38—Solicitation of Municipal Securities Business

Series 7 - 2.7.3. Bid-Ask Spreads

Series 65 - Deferred Annuity/Surrender Periods

Series 50 - Alternative Minimum Tax

Series 54 - 3.3.5. Alternative Trading System Recordkeeping Requirements

Series 24 - Rule 15g-2 – Risk Disclosure

Series 3 - 2.1.1.2. Yield to Maturity

Series 52 - 9.2. Uniform Practice Code

Series 66 - Section One

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

Great job with the Series 63 study material. I read the study guide, took notes against it, made flashcards and did tons of online tests just as the material suggested. Following the outline worked and I passed with plenty of room to spare. In particular, being able to access questions online is worlds better than how I remember studying for other exams in the past.

Tom L., Atlanta, GA

I came into my studies with very little experience. With the amazing help and support from the Solomon Team I passed the SIE on my first attempt. I am extremely grateful for the study material that Solomon has provided. I am onto the 7 TO.

Wc Harbert, RBC. Eugene, OR

Jeremy and Tim were extremely helpful in helping me get through some of the tricky parts of the Series 50 exam. Your customer service was top notch and I would highly recommend Solomon to anyone sitting for this test.

Joe M, MBS, Inc, Atlanta, GA

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: First-Year Firms

Taken from our Series 27 Online Guide

First-Year Firms

Since you're reading about Series 27: First-Year Firms, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →