Series 27: Non-Marketable Securities

Taken from our Series 27 Online Guide

Non-Marketable Securities

Haircuts are 100% of market value for securities that have no ready market or that cannot be publicly offered or sold because of contractual arrangements or regulatory restrictions.

SEC Rule 15c3-1(c)(2)(vii)

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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Series 27: Non-Marketable Securities

Taken from our Series 27 Online Guide

Non-Marketable Securities

Since you're reading about Series 27: Non-Marketable Securities, you might also be interested in:

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