Series 50: Securities Record (Also Called The Stock Record)

Taken from our Series 50 Online Guide

Securities Record (Also Called the Stock Record)

This record gives information on the owner and physical location of every stock held by the firm. It also includes the position (long or short) that each customer and the firm holds in a security.

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I used the exam prep guide and online tests to study for the Series 50 exam. I relied completely on these study helps to prepare for the exam, which I passed!

Elizabeth Hill, Bright Bay Advisors, LLC, Long Beach, NY

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