Series 66: Post-Registration Requirements

Taken from our Series 66 Online Guide

Post-Registration Requirements

There are very few post-registration requirements for investment adviser representatives, aside from the IAR not breaking the law and the IAR’s firm renewing her registration in a timely manner. The most likely post-registration requirement would be many states’ requirement to engage in some type of continuing education during each renewal period.

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I used Solomon Exam Prep for both the Series 7 and the 66 which I took within a couple of months of each other. I smoked both tests with an 85% and an 88%. Well above the passing score. The books have just enough humor to keep things interesting and the practice tests and quizzes are phenomenal. If you want to get the most out of these programs pound out as many practice test as you can.

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Stephen Rice, Edward jones. Prairie Village, KS

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Series 66: Post-Registration Requirements

Taken from our Series 66 Online Guide

Post-Registration Requirements

Since you're reading about Series 66: Post-Registration Requirements, you might also be interested in:

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