Series 26: Disclosure Of SIPC Information

Taken from our Series 26 Online Guide

Disclosure of SIPC Information

All member firms that are SIPC members must advise all new customers in writing at the opening of an account that they may obtain information about SIPC, including the SIPC brochure, by contacting the SIPC. They must also provide the website address and telephone number

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Disclosure Of SIPC Information, you might also be interested in:

Series 28 - Validation of Transfer Instructions

Series 3 - 7.1.4. Exemptions from Registration

SIE - Becoming a Registered Employee

Series 7 - 3.2.4.1. Anticipation Notes

Series 65 - 2.13.2. Banker’s Acceptances

Series 65 - Acting as Agent to Both Parties (Agency Cross Transactions)

Series 53 - Appendix

Series 26 - Investment Adviser and Broker-Dealer Registration

Series 3 - Chapter 3 Practice Questions

Series 24 - Preferred Stock

Series 65 - Marginable Securities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I am so glad I used the Solomon prep information for my series 26. The simulator is awesome and helped me the most in having success in passing exam. I strongly recommend the materials for anyone taking the 26. Thanks Rosie!

Dan Smoot

I just passed my Series 26, Principal license. Thank you Solomon, the content was great and the exam simulator was the perfect tool to get this passed!

Greg Fierle, American Fidelity. Springboro, OH

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA