Series 26: Carrying Firms

Taken from our Series 26 Online Guide

Carrying Firms

Carrying firms, also called clearing firms, not only handle customer orders and accounts but also keep custody of the funds and securities of their customers. Carrying firms must have at least $250,000 in net capital.

XYZ Brokerage Firm, in the example previous to the above Exercise, would be considered

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Carrying Firms, you might also be interested in:

Series 66 - 3.8.6. Hedge Funds

Series 79 - Equity Turnover

Series 14 - 2.1. Types of Markets

Series 3 - 6.2.3.1.2. Double Tops and Bottoms

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I just passed my Series 26, Principal license. Thank you Solomon, the content was great and the exam simulator was the perfect tool to get this passed!

Greg Fierle, American Fidelity. Springboro, OH

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

I was having a tough time with the series 26 material. It had been 10 years since I had last studied for a test. I used other material of some big name companies that did not help me to understand what the test was asking. I purchased the Question bank from Solomon and I truly believe it is one of the reasons I was able to power through the exam. The questions were more challenging then the actual test itself which really helped me when it came to crunch time.

Ryan Schlagenhauf, Prudential, Shelton, CT

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

I passed the Series 26 today with a score of 82%. Your exam simulator helped tremendously.

Ray Pecharich, Primerica, Sarasota, Florida