Series 63: Outside Business Activities

Taken from our Series 63 Online Guide

Outside Business Activities

Under FINRA rules, an agent who wishes to engage in outside business activities (activities that are outside of their employment with their broker-dealer) for compensation must give prior written notice to the member broker-dealer. The broker-dealer must review the notice and give an evaluation of the activity, imposing limitations or prohibiting the activity if necessary.

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I just wanted to let you know I took the Series 65(85), Series 63(90) and Series 7(90) and am pleased as can be with your guides and practice materials. Not only do they contain the facts that are needed to pass the exams, but are actually presented in a format that you are still interested and awake by the time you get there! Really brilliant instructions.

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Bought the exam simulator for the 63 the day before the test and passed with a 90%. Questions in the simulator were MUCH more difficult than the actual test and I had no problem. Very helpful!

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Passed the 63 with an 85%. The exam simulator was unbelievably helpful, but still make sure you understand the fundamental concepts and the questions are not always phrased the same way or in the same structure. It was significantly easier as there was some overlap with 79 materials, which I had also previously passed using Solomon materials.

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Thanks. I passed the Series 63 with an 80 with less than a week's worth of your prep. Good stuff.

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Previously I used another prep company for the Series 63 and did not pass. Second time around I used Solomon and passed! What's more, I felt much more confident from taking the practice exams and working towards a higher and higher probability rate of passing. Thank you Solomon! I'll definitely use you again with any future security exams.

Max Thomas, Finalis / Evalla Advisors LLC. Los Angeles, CA

In preparation for the Series 7, I began with Kaplan. I tested and did not pass. I then switched to STC materials. I tested and did not pass. I then switched to Solomon and passed! I also used Solomon for the 63 and passed the first time. I highly recommend Solomon's test preparation materials. The question bank was far more extensive than the others and I definitely felt better prepared using Solomon.

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Series 63: Outside Business Activities

Taken from our Series 63 Online Guide

Outside Business Activities

Since you're reading about Series 63: Outside Business Activities, you might also be interested in:

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