Series 63: Currency Transaction Reports (CTRs) And Suspicious Activity Reports (SARs)

Taken from our Series 63 Online Guide

Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs)

The Bank Secrecy Act requires that broker-dealers report cash transactions of more than $10,000. These reports are called Currency Transaction Reports (CTRs). Broker-dealers who suspect unlawful behavior on transactions involving more than $5,000 should file a Suspicious Activity Report (SAR).

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Currency Transaction Reports (CTRs) And Suspicious Activity Reports (SARs), you might also be interested in:

Series 66 - 5.2.2.3.2 Savings Incentive Match Plan for Employees (SIMPLE) IRA Plans

Series 14 - 2.3.2. Specifying the Type of Order

Series 26 - Outside Business Activities

Series 65 - Investment Policy Statement

Series 79 - 3.4.2.2. FIFO

Series 6 - Exercise

Series 14 - Chapter 2 Practice Question Answers

Series 6 - 6.2.7.1. Units and Assumed Interest Rate (AIR)

Series 14 - 9.1.2.1. Generic Advertisements

Series 50 - Rollovers

Series 65 - 7.1.2 National Market System

Series 63 - Chapter 6 Practice Questions

Series 50 - By Taxable Status

Series 53 - Transfer Validation

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Your "Pass the 7" guide and practice questions helped my studying immensely, and I passed the exam the first time. I am currently using the "Pass the 63" guide and practice questions - the teaching style makes the learning experience much more interesting! I will definitely recommend your products to my friends and colleagues. Thank you so much!

Patrick Chen, Midtown Partners, New York, NY

Solomon, You all are the best. I wanted to let you know....Your classes are great! You explain the material so well. I had taken the Series 6 with another company and only passed by one point! I took the course with the same company for the Series 63 and missed it by one point! Needless to say, I was a little upset. I decided to start from scratch and did it with Solomon. I passed the Series 63 with a 82%. Thanks! I am preparing to take the Series 65 and will use Solomon too. You all are great!!!

Jenee S.

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

I passed the Series 63 yesterday. It's been over 30 years since I took the Bar Exam, so my knowledge of the Blue Sky laws was quite stale. Your "Pass the 63" training guide and exam simulator were godsends. The writing is remarkably clear and concise and delightfully engaging. They made even the most mind-numbingly complicated securities law topic understandable. Invaluable, thank you.

Paul T. Sheils, Newtown, PA

I took 2500+ questions in your simulator and I passed the Series 63 on my first attempt. Your practice exams are fantastic!!!!!

Pavel Jezek, Denver, CO

After using other exam preps, I settled on Solomon. This material was spot on! If you follow the study guides, read the chapters, watch the videos and listen to the audio, you will pass!! Good Luck! Thank you Solomon!

Celeste Gullo, Allstate Insurance, Glen Head, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: Currency Transaction Reports (CTRs) And Suspicious Activity Reports (SARs)

Taken from our Series 63 Online Guide

Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs)

Since you're reading about Series 63: Currency Transaction Reports (CTRs) And Suspicious Activity Reports (SARs), you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →