Series 63: Blanket Recommendations

Taken from our Series 63 Online Guide

Blanket Recommendations

A blanket recommendation is when a firm or financial professional makes a recommendation to all their customers or clients to buy or sell a particular security. Since a blanket recommendation does not consider whether the action is suitable for each individual customer, making such a recommendation is generally a bad idea.

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Dwight Lee, FFS, Los Angeles, CA, Series 6 and 63

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