Series 63: Termination Of A Securities Registration

Taken from our Series 63 Online Guide

Termination of a Securities Registration

As previously mentioned, a securities registration is effective for one year from its effective date (or potentially longer, if a non-exempt offering lasts for more than a year). A securities registration may not be withdrawn within one year of its effective date. After that period, it may be withdr

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I just wanted to let you know I took the Series 65(85), Series 63(90) and Series 7(90) and am pleased as can be with your guides and practice materials. Not only do they contain the facts that are needed to pass the exams, but are actually presented in a format that you are still interested and awake by the time you get there! Really brilliant instructions.

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Your books and online exam simulators were an excellent study mix: I passed the Series 63 and the Series 79 exams!

Bob Newkirk, Moesman Advisors LLC, Denver, CO

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Series 63: Termination Of A Securities Registration

Taken from our Series 63 Online Guide

Termination of a Securities Registration

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