Series 63: Net Capital Requirements

Taken from our Series 63 Online Guide

Net Capital Requirements

As with investment advisers, states require broker-dealers to meet net capital requirements both prior to registration and at all times while their registration remains active. Unlike the simpler investmen

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Net Capital Requirements, you might also be interested in:

Series 66 - 6.5.1. Buy and Sell Orders

Series 79 - Analysis of Investor and Shareholder Data

Series 24 - 3.5.1. Management Companies: Open-End Funds

Series 65 - 1.2.1.2 Operating Tools of the Federal Reserve Board

Series 27 - Section Three: Financial Reporting

Series 27 - The Arbitration Process

Series 79 - Total Expense Ratio

Series 14 - 7.2.1.3.2. Other Registration Forms

Series 66 - Simplified Employee Pension (SEP) Plans

Series 24 - 2.7.3.3. Treatment of Free Credit Balances

Series 66 - Market Manipulation

Series 50 - Feasibility Study

Series 66 - Required Minimum Distributions (RMDs)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you very much!! I have to say your books and online quizzes are the best! They helped me pass my Series 6 (after failing twice with other study materials) and passing my Series 63 the first time! Thanks again!

Bernadette Reyes

Big thanks to Jeremy Solomon and Solomon Exam Prep w/o whose practice exams & books the Series 79 and Series 63 would be a suicide mission or death by boredom!

Andrew Romans, Los Altos, CA

I love Solomon Exam Prep. The combination of studying the online test questions, textbook, and online live video course helped me get a 90% on both the Series 6 and 63 the first time! The staff is friendly and my online instructor was phenomenal! I will definitely use Solomon again when I prepare for the 65 and recommend them to everyone!

Hunter Lowe Lappen, Easton, MD

I passed the 79 and 63 - both on the first attempt - thanks to Solomon Exam Prep. The quiz/simulator questions were very similar to the actual exam. Additionally, I was impressed by how quickly I received responses when I used the "Ask the Professor" feature.

Alexander W, IL

I passed my S63 Sunday, March 15th!!

Walter Whitehead, Los Angeles, CA

I just wanted to let you know I took the Series 65(85), Series 63(90) and Series 7(90) and am pleased as can be with your guides and practice materials. Not only do they contain the facts that are needed to pass the exams, but are actually presented in a format that you are still interested and awake by the time you get there! Really brilliant instructions.

Michael, CPA, Registered Representative

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: Net Capital Requirements

Taken from our Series 63 Online Guide

Net Capital Requirements

Since you're reading about Series 63: Net Capital Requirements, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →