Series 65: Unlawful Representations Concerning Registrations

Taken from our Series 65 Online Guide

Unlawful Representations Concerning Registrations

The financial services industry is overflowing with designations and titles consumers don’t understand. In fact, financial regulators have taken steps in recent years to limit the usage of superfluous professional titles and to educate the public about what actually means what. This is especially true when it comes to bogus certifications that have to do with working with seniors.

As far as regulators and the exam are concerned, it

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