Series 65: Special Subscription Form

Taken from our Series 65 Online Guide

Special Subscription Form

The Administrator may require that securities registered by qualification or coordination be sold using a specific form called a subscription or sale contract form. The Administrator may also require that a signed form of each contract be filed with the Administrator and retained up to three years.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Special Subscription Form, you might also be interested in:

Series 27 - Chapter Four: Regulation T and Margin Accounts

Series 7 - 9.4.1.1 The Income Statement

Series 66 - 7.7.5 The Investment Adviser Registration Process

Series 24 - ADRs/International Securities

Series 26 - Exercise

Series 65 - 2.6.6. Interest Rates and Bond Prices

Series 65 - 1.1.1 Economic Indicators

Series 51 - Ledger Account Records

Series 24 - Supervisory Procedures

Series 24 - Types of Subordination Agreements

Series 14 - 1.8.2. Code of Mediation

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Just wanted to let all of you know that I passed the 65 on 4/19/10. I got a 76%! Not the highest score, but good enough!!! Thank you so much for all your help. Your study materials (book, audio, and exam simulator) were instrumental in my passing this test the first time! I'll be sure to let any future test takers in my office know about your products! Thanks again!

Sandy Widmer, BGR Financial Group LLC, Tucson, AZ

Thank you Solomon, 87% on the series 65. I thought I was nervous showing up to the exam, but the material was well above par. thanks again

Matt Callahan

I thought the study material from Solomon Exam Prep was great. It helped me focus on the sections where I needed to study the most. I passed with an 81% on my first try for the Series 65 exam. I would definitely use Solomon Exam Prep again if I need to get any more licenses.

Michael, Portland, OR

I began the process of studying for the Series 65 in October of 2013. I studied with two other exam prep companies. The result, a 70% each time.

Then, I bought Solomon’s Exam Prep 65. As I did with the other two, I went step by step, and when it said I was ready I sat for the exam! Boom! 80%, passing all four sections at once! So if you’re surfing the internet right now wondering who to go with….STOP….Solomon’s is the right choice for today’s professional to get the licensing you need done the first time, not the third!

Shad Johnson, The Mueller Companies, Canon City, CO

I passed the Series 65 on the first try and I would absolutely give credit to this tool. We all learn in vastly different ways, so having the options available for a study guide, audiobook, video training, flash cards, practice tests - and ALL of the other resources available was critical to my success. I've been out of school for over a decade and remembering HOW to study was hard. I'm so glad I had all of these options.

Ashley Dunning, Inspire Investing. Kansas City, MO

I took the Series 65 Exam and passed with a good score. Thank you for all the materials. I did have to put a lot of study time into it but with hard work, your materials and prayer I passed!

Carla Martinez, GoodFuture, Laguna Beach, CA