Series 65: Portfolio Management Techniques

Taken from our Series 65 Online Guide

Portfolio Management Techniques

Once a portfolio management style or strategy has been selected, advisers need to make sure it is executed in the most effective, least risky way possi

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Portfolio Management Techniques, you might also be interested in:

Series 24 - CHAPTER TWO: Supervision of General Broker-Dealer Activities

Series 50 - Issuer Name

Series 14 - 6.2.2. Small Issues: Regulation A

Series 54 - Securities Exempt from Registration

Series 63 - Investment Adviser Representative Registration

Series 26 - Function Two: Supervises Associated Persons and Oversees Sales Practices

Series 66 - Definition of Investment Adviser Representative

Series 99 - 2.1.1.2 Adjusting Orders for Corporate Actions

Series 6 - 4.3.6. Inherited and Gifted Securities

Series 52 - 9.2. Uniform Practice Code

Series 63 - Investment Adviser – Definition

Series 24 - 3.7.3. Short Positions in Margin Accounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I want to thank Solomon Prep for helping me to pass the Series 65.

Nelson Coleman, Saint Louis, MO

I successfully passed the test [Series 65] thanks to you guys!!!!

Chad Cook, Old West Investment Management, Los Angeles, CA

Well, I finally was able to take my Series 65 and passed with an 85%. I think that the combination of your Series 65 text along with our other vendor made all the difference. It was good to have an additional reference for clarity and in some cases more detailed and straight forward discussion. Thank you for the materials.

Alesia Mullis, Churchill Financial, Louisville, KY

I passed my Series 65 today with an 80, first effort! Not only was the material well laid out, but if it's possible, the Solomon prep made the material palatable and understandable. Amazing!!! I have used Kaplan in the past as well as STC, which are both very good, but I chose Solomon because it had audio downloads. With an hour commute, I was able to study during that otherwise wasted time. Additionally, the "Ask the Professor" and live chat features were excellent!! Questions were answered virtually immediately by personal email and the author/owner Jeremy Solomon actually called me to help me and cheer me on! I didn't think this kind of customer service and general human kindness existed anymore. He even asked me to let him know personally my results which, thanks to this program, I am on the other side of this very difficult exam. Thank you Solomon Exam Prep!!!!!

Carol K. Gallagher TIAA-CREF Upstate New York

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff

I have to commend everyone at Solomon Exam Prep in getting me ready for and helping me pass my "Series 65" State Securities Law exam. I did not have a securities background nor did I work in the industry, and at 51 years old it was a challenge for me to go back to hitting the books. In addition to studying for the exam I was running my full time business and working 60+ hours a week. But with their help and support I passed on my first attempt.

Philip Schweik, Global View Capital Advisors, Wausau, WI