Series 65: Financial Goals And Strategies

Taken from our Series 65 Online Guide

Financial Goals and Strategies

Generally, when prospective clients walk into an adviser’s office for the first time, it’s because these individuals have decided to seek help achieving a goal or managing a current situation. Some of the most common needs and situations include:

• Capital preservation
• Income generation
• Investment growth
• Retirement planning
• College and education saving

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Financial Goals And Strategies, you might also be interested in:

Series 54 - 1.3.4. Disclosures and Disclaimers (Not Advice)

Series 6 - Exercise

Series 14 - 2.8.1. Market Manipulation

Series 28 - Broker-Dealer Registration

Series 54 - Securities Exempt from Registration

Series 63 - Investment Adviser – Definition

Series 24 - 5.10.6. Minimum Price Increments (Sub-Penny Pricing Rule)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 65 with a 92% thanks to the Solomon practice exams. The questions on the practice exams were very similar to what I actually encountered on the actual exam, and the ability to take unlimited practice exams really built my knowledge and confidence. I highly recommend this product to anyone studying for the Series 65.

Neal Thompson, Denver, CO, Series 65

Passed my Series 65 on the first try! Solomon really has everything you need to pass. I followed the recommended schedule and took a ton of practice tests. This gave me a ton of confidence and it paid off!

Andrea Rivera, ForUsAll. Salt Lake City, UT

Love Solomon, I tried other companies and the ones I used didn't prepare me. Solomon teaches you the concepts and the practice tests helped me pass my Series 65, 63, and the 6 on my first try. I've had no less than four of my friends use Solomon and they have all had similar success. Work hard with the correct study material and you will have success.

Gerald Barnes, Client One, Peoria, AZ

I just passed my Series 65 exam yesterday!! Your study material was awesome! Unfortunately, they only provided pass/fail and no specific grade because I wanted to know how well I did. Thanks so much!

Cheryl Fluker, Members Advisory Group, Williamsville, NY

I just passed the Series 65 exam – thanks, Jeremy! Your excellent and enjoyable book and challenging practice exams-and-quizzes were my only resources. This exam kicked my butt, but I was able to accomplish the only essential task – simply "to pass" – because of the thoroughness (and the plain English and occasional humor) of these two essential test prep materials. Here's my warning -- don't underestimate the difficulty of this exam! I highly recommend that fellow Series 65'ers keep taking the practice exams and quizzes until they can comfortably get a score of 80+ before scheduling their exam; you need to go into the exam room with the confidence that this crucial simulated test-taking experience will provide. I'm so grateful for your help!

Jeff Hartnett, Portland, OR

Passed Series 65 (80%) on first attempt. THANK YOU, Solomon Exam Prep and all of your VERY helpful and courteous staff! Will be back for next two exams.

James M., Fort Lauderdale, FL