Series 65: Issuance Of Preferred Stock

Taken from our Series 65 Online Guide

Issuance of Preferred Stock

Companies generally issue preferred stock when the sale of bonds or common stock is not feasible. For example, a company seeking to acquire the assets of another company in a merger may issue preferred stock to use in exchange for the other company’s assets so

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Issuance Of Preferred Stock, you might also be interested in:

Series 6 - Function One

Series 53 - The Broker’s Broker

Series 24 - 2.4.2. Risk Assessment of Securities Products

Series 65 - Review of Bond Nomenclature

Series 65 - Sector Rotating

Series 14 - 6.1.8.1.2. Review of Proprietary and Employee Trading

Series 53 - 5.2.2. Out-Firm Quotations

Series 53 - Physical Delivery and Payment: Good Delivery

Series 24 - 3.6.9.4.1. Sales Literature Deemed Misleading

Series 79 - Denial, Suspension, or Revocation of Registration

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Well, I finally was able to take my Series 65 and passed with an 85%. I think that the combination of your Series 65 text along with our other vendor made all the difference. It was good to have an additional reference for clarity and in some cases more detailed and straight forward discussion. Thank you for the materials.

Alesia Mullis, Churchill Financial, Louisville, KY

Great study materials. The program provided the information needed to successfully pass the Series 65. Thanks Solomon!

Bryan Acuto, Trust Advisory Group, Woburn, MA

I passed the series 65 on my first attempt, thanks to the online quizzes & exams! The instant rationale feedback option really helped me think through the concepts. I highly recommend your testing material!

Ashley

I finally passed the Series 65! I’m writing today to send you a very sincere Thank you for all the professional support and emotional guidance you have provided. I was emotionally beat up and almost ready to give in on my endeavor of passing the Series 65 and becoming an Investment Advisor Firm. After becoming unemployed and having a tremendous time focusing on the study material, you provided additional months and material access for no additional Fee! You also mentioned I should be able to teach the material and then I’ll be ready for the exam. By the gracious caring and professional sharing of your wisdom, it provided me to find my path to passing the Series 65! The three items that really helped was to Study like I’m going to teach it, memorizing and learn by over studying, and getting plenty of sleep and rest. Thank you to you, your family, and pro team for all you have done. I am very blessed and humbled to have met you all in this challenging time of my life. Happy Holidays, and Have a Safe and Happy New Year!

Michael Jones. Kansas City, MO

I successfully passed the test [Series 65] thanks to you guys!!!!

Chad Cook, Old West Investment Management, Los Angeles, CA

I passed the Series 65 exam on my first attempt. Your practice exams really helped. Thanks again.

Colin Tucker, Little Rock, AR

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 65: Issuance Of Preferred Stock

Taken from our Series 65 Online Guide

Issuance of Preferred Stock

Since you're reading about Series 65: Issuance Of Preferred Stock, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →