Series 24: Quotation Rules For OTCBB Only

Taken from our Series 24 Online Guide

Quotation Rules for OTCBB Only

In order to be quoted on the OTCBB, an issuer must be current in their reports to the SEC or another regulatory agency (subject to a grace period of either 30 or 60 days, depending on the nature of the issuer). If an issuer files reports with an agency other than the SEC, any market makers for that issuer’s sec

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Karen Lessard, Concorde Investment Service Frisco, TX