Series 24: Reporting Requirements

Taken from our Series 24 Online Guide

Reporting Requirements

Sponsors of asset-backed securities must file annual financial reports with the SEC on Form 10-K and quarterly financial reports on Form 10-Q. Additionally, ABS distributions of interest, dividend, and principal payments to investors must be reported on Form 10-D. Form 10-D reports must be filed within 15 days after each scheduled distribution date, whether or not a distribution was actually made.

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Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX

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Karmen Richards, Multi Financial Securities, Greensboro, NC

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