Series 24: The Registration Process

Taken from our Series 24 Online Guide

The Registration Process

Before an issuer can begin selling its securities, the issuer must register the new securities with the Securities and Exchange Commission (SEC). Before the stock market crash of 1929, many people invested in securities without having much information about their securities. Because of this lack of knowledge, speculative investing was common by investors who could not back up the risk of their investments, leading to a house of cards that eventually came crashing down. The Securities Act

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: The Registration Process, you might also be interested in:

Series 14 - 1.7.1.5. Appeals

Series 50 - Government-Sponsored Enterprises (GSEs)

Series 65 - Contributing to an IRA

Series 22 - Anti-Fraud Rules for Best-Efforts Commitments

Series 99 - 1.2.2.10.1 Tax-Qualified Plans

Series 7 - Exercise

Series 7 - 8.2.7.3 Tax-Qualified Variable Annuities

Series 79 - A1.5.1. Common Stock

Series 24 - Chapter 2 Practice Questions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, Texas

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again

Karmen Richards, Multi Financial Securities, Greensboro, NC