Series 24: Death Of A Client

Taken from our Series 24 Online Guide

Death of a Client

If a client dies, the representative must cancel all open orders, mark the account “deceased,” and freeze the account.

All powers of attorney or third party authorization are immediately terminated. This includes discretion in discretionary accounts. The executor of the customer’s estate typically transfer

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Death Of A Client, you might also be interested in:

Series 66 - Time Horizon

Series 7 - 3.5.2.1.2. Additional Bonds Covenant

Series 65 - Wash Sales

Series 63 - 3.1.6. State Jurisdiction over Fraudulent Securities Activities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

Corrinne Kaucher

3rd time is a charm and it took Solomon to do it. None of the other materials in my first two attempts were strong enough to enable me to reason my way to the correct answers. Solomon's angle on this material was closest to the actual test and was the reason I got there.

As an aside, the ongoing personal help was very surprising and commendable. Thank you, Solomon!

Jason Bowen, Southington, CT

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 24: Death Of A Client

Taken from our Series 24 Online Guide

Death of a Client

Since you're reading about Series 24: Death Of A Client, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →