Series 24: State Registration

Taken from our Series 24 Online Guide

State Registration

Broker-dealers are also required to register in any state in which they are principally located or they intend to do business. Registration requirements differ from state to state. Most states permit broker-dealers to register by submitting a Form BD through FINRA’s Central Registration Depository and then clicking on the various states in which they intend to operate. State regulators often require additional information as wel

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I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

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Series 24: State Registration

Taken from our Series 24 Online Guide

State Registration

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