Series 24: Form BD (“BD” = Broker-Dealer)

Taken from our Series 24 Online Guide

Form BD (“BD” = Broker-Dealer)

An application for registration (Form BD) must be filed with both FINRA and the SEC. The application identifies the type and nature of the applicant’s business, and in what states it will operate. If other businesses provide serv

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I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

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