Municipal Securities Representative (Series 52)
To conduct municipal securities business, a person must be registered as a municipal securities representative and pass the Series 52 exam. A person who passed the Series 7 (General Series Representative) exam before November 2011 may also qualify as a municipal securities representative. In addition, a person may qualify who has passed the Series 6 (Limited Representative/Investment Company and Variable Contracts Products) exam, but only if that person’s activities are limited solely to municipal fund securities. In addition, a person who