Series 53: Municipal Branch Offices

Taken from our Series 53 Online Guide

Municipal Branch Offices

A branch office is any location where one or more associated employees are in the business of soliciting or effecting (but not executing) the purchase or sale of any security. An office respo

Since you're reading about Series 53: Municipal Branch Offices, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 53
Please Enable Javascript
to view this content!