Series 63: Currency Transaction Reports (CTRs) And Suspicious Activity Reports (SARs)

Taken from our Series 63 Online Guide

Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs)

The Bank Secrecy Act requires that broker-dealers report cash transactions of more than $10,000. These reports are called Currency Transaction Reports (CTRs). Broker-dealers who suspect unlawful behavior on transactions involving more than $5,000 should file a Suspicious Activity Report (SAR).

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Currency Transaction Reports (CTRs) And Suspicious Activity Reports (SARs), you might also be interested in:

Series 99 - 1.2.2.10.3.4 Rollover or Transfer

Series 7 - 3.6.38. Rule G-40—Electronic Mail Contacts with the MSRB

Series 50 - Discharge

Series 24 - Suitability

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 63 with an 86. Your system rocks!!!

Edward Giaco, TaxCheck USA Investments Broadview Heights, OH

I used Solomon Exam prep for my series 63 and passed the first time with flying colors. I did have a couple questions on the real exam that seemed almost verbatim from their practice tests. The audio books were really helpful since I'm on the go a lot. Her voice was a little obnoxious, but helpful. There was a great mix of test questions for all the practice tests so I wasn't just memorizing the questions, but rather I was memorizing material. I'd use them again for any future test.

Krina

I paid for the best package (Series 63 Total Study Package), and it was well worth the money!! Would use it again!

Greg Hensley

The Solomon Exam Prep materials (book, audio tapes and exam simulator) prepared us well for both the Series 79 and 63. It was a very organized way to deal with the test taking tasks.

Jim Murphy, Belden Hill Partners, New York, NY

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

Hard to believe but I never learned any English and with the help of Solomon exam prep I was able to pass the 82 and 63.

I’m so thankful to God.

Shulem Kahana, Eastern Union Funding, New York, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: Currency Transaction Reports (CTRs) And Suspicious Activity Reports (SARs)

Taken from our Series 63 Online Guide

Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs)

Since you're reading about Series 63: Currency Transaction Reports (CTRs) And Suspicious Activity Reports (SARs), you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →