Series 63: Commissions

Taken from our Series 63 Online Guide

Commissions

Just as with an investment adviser’s fees, the commissions charged by agents and broker-dealers must be reasonable and justifiable compared to the services performed. Additionally, agents and broker-dealers should not charge unfair fees for simple miscellaneous duties (making dep

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Series 63: Commissions

Taken from our Series 63 Online Guide

Commissions

Since you're reading about Series 63: Commissions, you might also be interested in:

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