Suggested Notecards
Define issuer.
Define security.
Give two examples of a “non-security” investment.
What is a registration statement?
What is found on a registration statement?
What does “incorporation by reference” mean?
What is a subscription form?
What are the three types of securities registration?
Define registration by qualification.
Define registration by coordination.
Define registration by filing.
Define notice filing.
What are the requirements for a registration by qualification?
What is a stop o