Series 63: Types Of Registration

Taken from our Series 63 Online Guide

Types of Registration

The actual registration process itself varies slightly depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

1. Registration by Qualification
2. Registration by Coordination
3. Registration by Filing

Federal covered

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Series 63: Types Of Registration

Taken from our Series 63 Online Guide

Types of Registration

Since you're reading about Series 63: Types Of Registration, you might also be interested in:

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