Series 63: Net Capital Requirements

Taken from our Series 63 Online Guide

Net Capital Requirements

Unlike the investment adviser they work for, investment adviser representatives do not have to prove that they can meet certain capital requirements to register. In other words, even if they have a negative net worth (owe more than they’re worth), an investment adviser can still register them as their representative.

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Series 63: Net Capital Requirements

Taken from our Series 63 Online Guide

Net Capital Requirements

Since you're reading about Series 63: Net Capital Requirements, you might also be interested in:

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