Series 28: Odd-lot Sale

Taken from our Series 28 - Introducing Broker-Dealer Financial and Operations Principal Qualification Examination

Definition of the term Odd-lot Sale...

the sales of securities in any amount other than 100 shares or a multiple of 100 shares.

Since you're reading about Series 28: Odd-lot Sale, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 28
Please Enable Javascript
to view this content!