Series 27: Don't-know Notice (DK Notice)

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term Don't-know Notice (DK Notice)...

notice that indicates that a party does not recognize a trade. If a party receives a confirmation for a transaction it does not recognize or accept, it must return a don't-know notice. Any discrepancies between the two trade confirmations should be promptly resolved.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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Series 27: Don't-know Notice (DK Notice)

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term Don't-know Notice (DK Notice)...

Since you're reading about Series 27: Don't-know Notice (DK Notice), you might also be interested in:

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