Series 27: Carrying Firm

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term Carrying Firm...

a broker-dealer that executes and clears customer transactions and keeps custody of customers’ funds and securities. Also, clearing firm.

Since you're reading about Series 27: Carrying Firm, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 27
Please Enable Javascript
to view this content!