Series 27: 5% Policy

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term 5% Policy...

a standard for determining pricing fairness that states that markups, markdowns, and commissions for broker-dealers should hover in the neighborhood of 5% of sales.

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Series 27: 5% Policy

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term 5% Policy...

Since you're reading about Series 27: 5% Policy, you might also be interested in:

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